Securities Investor Protection Act

Results: 1008



#Item
11Investor Protection and Securities Reform Act / United States corporate law / Transportation /  Housing and Urban Development /  and Related Agencies Appropriations Act

Republic Act NoAN ACT TO IMPROVE EFFICIENCY IN THE DELIVERY OF GOVERNMENT SERVICE TO THE PUBLIC BY REDUCING BUREAUCRATIC RED TAPE, PREVENTING GRAFT AND CORRUPTION, AND PROVIDING PENALTIES THEREFOR Be it enacted by

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Source URL: dole.gov.ph

Language: English - Date: 2013-02-04 00:26:00
12Committees / Economy / Corporate governance / Business / Corporate law / Management / Structure / Board of directors / Business law / Executive compensation in the United States / Investor Protection and Securities Reform Act

SKYWEST,  INC.   COMPENSATION  COMMITTEE  CHARTER       Purpose  of  Committee  

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Source URL: inc.skywest.com

Language: English - Date: 2015-09-04 08:55:29
13Business / Economy / Structure / National FFA Organization / Board of directors / Investor Protection and Securities Reform Act / Workforce Innovation and Opportunity Act

Public Lawformerly Public Law105TH CONGRESS PASSED AUG. 12, 1998 [H.RIn 1950, the 81st Congress of the United States, recognizing the importance of the FFA as an integral part of the program of

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Source URL: www.ffa.org

Language: English - Date: 2015-07-29 14:28:11
14Finance / Economy / Money / Stock market / Investment / Securities Investor Protection Corporation / United States securities law / Security / Contract law / Securities Act / Uniform Commercial Code

Rules Relating to Satifaction of a “Claim for Cash” or a “Claim for Securities” 17 C.F.R. §§Adopted March 1988

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
15United States securities law / Finance / Self-regulatory organizations / Economy / Investment / Securities Investor Protection Corporation / Government / Securities Investor Protection Act / U.S. Securities and Exchange Commission / Net capital rule

Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
16Investment / Financial markets / United States securities law / Systemic risk / Securities Investor Protection Corporation / Repurchase agreement / Securities Exchange Act / Broker-dealer / Net capital rule

Rules Regarding Closeout or Completion of Open Contractual Commitments

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
17Systemic risk / United States securities law / U.S. Securities and Exchange Commission / Nationally recognized statistical rating organization / SEC filings / DoddFrank Wall Street Reform and Consumer Protection Act / Credit rating agency / Egan-Jones Ratings Company / Regulation S-K / Credit Rating Agency Reform Act / Bond credit rating / Investor Protection and Securities Reform Act

Februaryn Volume 19

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Source URL: www.dgslaw.com

Language: English - Date: 2015-02-06 12:08:12
18SEC filings / Corporate crime / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Regulation S-K

PDF Document

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Source URL: www.dgslaw.com

Language: English - Date: 2015-06-11 14:16:47
19Systemic risk / New Deal agencies / Troubled Asset Relief Program / United States Department of the Treasury / Great Recession in the United States / U.S. Securities and Exchange Commission / Federal Deposit Insurance Corporation / Investor Protection and Securities Reform Act / DoddFrank Wall Street Reform and Consumer Protection Act

H. ROne Hundred Tenth Congress of the United States of America AT T H E S E C O N D S E S S I O N

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Source URL: www.reformamt.org

Language: English - Date: 2010-01-27 15:05:34
20Investment / Securities Investor Protection Corporation / United States securities law / Madoff investment scandal / Bernard Madoff / U.S. Securities and Exchange Commission / Broker-dealer / Madoff / Recovery of funds from the Madoff investment scandal / Securities Investor Protection Act

Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
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